All Co-Advisors and Brand Ambassadors are independent contractors, not employees or agents of Matson. One or more persons featured in this content is a Co-Advisor and Brand Ambassador for Matson Money. The nature of this relationship creates an inherent conflict of interest. The Co-Advisor’s relationship with Matson, including fees payable from the Account Owner’s Account, is governed by a separate agreement between Matson and the Co-Advisor.
No part of this fee is retained by Matson. Due to this compensation arrangement, the Co-Advisor has a financial incentive to promote Matson in lieu of other financial services providers, which results in a material conflict of interest.Īccount Owners referred by other Co-Advisors may pay lower advisory fees for comparable services as a result of the range of fees available at each asset level breakpoint.Ĭo-Advisor’s fee may be paid directly by Account Owner to Co-Advisor or this fee may be deducted from Account Owner’s account by Matson and paid by Matson to Co-Advisor. Generally, the greater the assets under management that the Co-Advisor’s clients have, the higher their annual compensation will be. The Co-Advisor receives an annual fee, paid quarterly in advance by Matson, based on total assets under management of the Co-Advisor’s clients. Matson does not retain any portion of these fees and is compensated only through advisory fees embedded in the Matson Funds. 20% to 1.2% of Account Owner assets under management. Such fees are negotiable and may range from. Co-Advisors are paid fees as set forth under the tri-party Investment Management Agreement. All Co-Advisors are independent contractors, not employees or agents of Matson. Both Co-Advisors and Solicitors have similar responsibilities including promoting and referring clients, and client coaching, including maintaining suitability information, routine service issues, and relationship management. Solicitors typically do not enter into investment management agreement with clients. Each Co-Advisor enters into a contractual agreement to serve as a non-discretionary Co-Advisor with respect to clients referred by the Co-Advisor to Matson. Matson is not affiliated with the Co-Advisors or the firms with which they are associated. The term “Co-Advisor” is equivalent in meaning to the term “Promoter.” Co-Advisors are either unaffiliated separately registered investment advisors, or registered representatives and/or investment advisor representatives of unaffiliated dual registrant brokerage firms. Nothing included herein is intended to infer that the approach to investing discussed in this website will assure any particular investment results.Īll of Matson Money’s advisory services are marketed almost exclusively by either Solicitors or Co-Advisors (“Promoters”). Other organizations or persons may analyze investments and the approach to investing from a different perspective than that reflected in this content. It includes the opinions, beliefs, or viewpoints of Matson Money and its Co-Advisors and should not be relied upon for entering into any transaction, advisory relationship, or making any investment decision. The concepts discussed herein are for educational purposes only. This content is based on the views of Matson.
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Registration with the SEC and the Canadian securities regulatory authorities does not imply their approval or endorsement of any services provided by Matson. In Canada, Matson is registered as a portfolio manager in Ontario and British Columbia. “Matson” is a federally registered investment advisor with the Securities Exchange Commission (“SEC”) and has been in business since 1991. The information contained on this website should not be construed as financial or investment advice on any subject matter. This website is for informational purposes only and does not constitute an offer to sell, a solicitation to buy, or a recommendation for any security, or an offer to provide advisory or other services by Matson Money in any jurisdiction in which such offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction. PAST PERFORMANCE IS NO GUARANTEE OF FUTURE RESULTS
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